Rule 2210 states that you must acquire a head's pre-approval letter, and submit a version to FINRA.
An organization that must be authorized or supervised in order to function in the money system is referred to as a retail client. The client has a strong command of the money market.
A corporate client is a business that needs to be licensed or supervised in order to operate in the capital markets. this means that there will be a need to get approval from the head and a copy of the Financial Industry Regulatory Authority. This letter is being updated by the head.
Learn more about the retail clients, here:
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