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23-12-2022
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The administrator, by order, can deny any exemption from registration for which of the following? i a municipal bond issued by another state, sold in the administrator's state ii an isolated non-issuer transaction iii a sale of securities to a bank trust department iv a private placement

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dgrahatama dgrahatama

26-12-2022

The administrator, by order, can deny any exemption from registration for which of the following is unsolicited orders.

What is unsolicited orders?

When the client requests a proposal, it is known as a solicited proposal. They have two options for asking: either out loud or in writing (RFP). When you send someone a proposal that they haven't even asked for because you think they should buy from you or do something, that is known as an unsolicited proposal. The following are the primary distinctions between requested and unrequested trades: Trades that are recommended by the broker to a client are known as solicited trades. Unsolicited trades are those that a client requests a financial advisor execute on their behalf.

Learn more about unsolicited orders: https://brainly.com/question/28631762

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